Compliance and Investment Management Professional

Stakeholders-focused and higher returns driven professional with extensive effective strategies in investmentnagement and regulatory oversight. Chartered professional from Canadian Securities Institute, Canada.

• Strong analytical and quantitative skills • Advanced Portfolios Evaluation and Strategies • Advanced Estate Planning and Trust Strategies • Advanced Retirement Strategies
• Advanced Excel knowledge • Sensitivity Analysis • Resource allocation and Treasury
• Compliance and regulatory Oversight • Leadership and Team Building
• Organization and Time Management • Training and Mentorship
• Derivatives Market Hedging and Strategies • Commodities and Energy Market Risk

• Chartered Investment Manager-Canadian Securities Institute, Toronto ON Canada
• Derivatives Market Specialist: DMS- Canadian Securities Institute, Toronto ON Canada
• Strategic Wealth Management-in view- Canadian Securities Institute Toronto ON Canada
• Doctor of Business Administration-in progress, California Intercontinental University USA
• PGD Computerized Accounting and Finance-North American College of IT Canada
• Canadian Securities Course- Canadian Securities Institute, Toronto ON Canada
• Master of Science, University of Ibadan, Ibadan, Nigeria
• Bachelor of Science/AIMLS Nigeria

• Chief Compliance Officer • Partners Director and Senior Officer • Technical Analysis
• Energy Market Risk Management • Commodity Supervision • Canadian Securities Course
• Conduct and Practice Handbook • Advanced Estate Planning & Trust Strategies
• Options Strategies • Advanced Retirement Management Strategies • Future License

Chief Compliance Officer
• Used Knowledge of regulatory Oversight to facilitate Compliance Regime and ensured the Compliance Manual is comprehensive and up-to-date
• Successfully maintain zero incident regulatory oversight in a competitive landscape
Investment Manager
• Studied and researched financial models to present cost-cutting productive strategies that meet beneficiaries objectives based on individual risk tolerance
• Utilized innovative problem-solving skills to resolve financial and other issues
• Identified portfolio risks and ensured they are appropriately assessed and managed
• Produced sensitivity analysis and strategize transactions leading to increase stakeholders productivity by 50% and profitability by 25% annually
• Reduced sensitivity analysis accident 25% by implementing extensive financial modelling and analysis training that facilitated team ability to effectively identity, isolate and eliminate inefficiency
• Established and nurtured stakeholders based profitability, understanding beneficiaries satisfaction and successfully rebuilt confidence and loyalty
• Developed extensive list of industry contacts; maintained Industry research and excellent Company profile through an exceptional interpersonal skills and Productive communication
• Increased returns by more than 15% eliciting positive feedback from stakeholders